Legal

The Stargate Capital Investment Group of companies, company registration numbers and Financial Conduct Authority regulatory information is below:

Stargate Capital Investment Group

Stargate Capital Investment Group Limited
Registered in England Number: 04953657
Registered Office: 71 Queen Victoria Street, London, EC4V 4BE

Stargate Capital Management

Stargate Capital Management Limited

Registered in England Number: 03824592
Registered Office: 71 Queen Victoria Street, London, EC4V 4BE
Authorised and regulated by the Financial Conduct Authority. FCA number: 191763.
Part of the Stargate Capital Investment Group

Stargate Corporate Finance

Stargate Corporate Finance Limited
Registered in England Number 05052688
Registered Office: 71 Queen Victoria Street, London, EC4V 4BE
Authorised and regulated by the Financial Conduct Authority. FCA number: 401132.
Part of the Stargate Capital Investment Group

Anti-Bribery and Corruption Policy

Stargate is committed to apply the highest standards of ethical conduct and integrity in its business activities.  Every employee and individual acting on behalf of Stargate is responsible for conducting business honestly and professionally.

Stargate benefits from carrying out business in a transparent and ethical way and by helping to ensure that there is honest, open and fair competition in our sectors.  Where there is a level playing field Stargate can lead the market through innovation and by delivering excellent services and products to its customers.

Stargate does not tolerate any form of bribery by, or of, its employees or any persons or companies acting for it or on its behalf. The Board and senior management are committed to implementing and enforcing effective systems to prevent, monitor and eliminate bribery, in accordance with the Bribery Act 2010.

Stargate has issued an Anti Bribery policy in order to prevent and prohibit bribery and corruption.  The Anti Bribery policy applies to all employees and they are required to familiarise themselves and comply with the policy.

A bribe is a financial advantage or other reward that is offered to, given to, or received by an individual or company (whether directly or indirectly) to induce or influence that individual or company to perform public or corporate functions or duties improperly.

Employees and others acting for or on behalf of Stargate are strictly prohibited from making, soliciting or receiving any bribes or unauthorised payments. As part of its Anti-bribery measures, Stargate is committed to engage only in transparent, proportionate, reasonable and legitimate hospitality and promotional expenditure.

A breach of Stargate anti bribery policy by an employee will be treated as grounds for disciplinary action, which may result in a finding of gross misconduct and immediate dismissal.  Employees and other individuals acting for Stargate should note that bribery is a criminal offence that may result in up to 10 years imprisonment and/or an unlimited fine for the individual and an unlimited fine for Stargate.

Stargate will not conduct business with service providers, agents or representatives that do not support the Stargate anti-bribery and corruption objectives.

The success of Stargate anti-bribery measures depends on everyone playing their part in helping to detect and eradicate bribery.  Therefore, all employees and others acting for, or on behalf of, Stargate are encouraged to report any suspicious activity to the Compliance Officer. Stargate Board members will support any individuals who make such a report in good faith. Stargate does not hold any responsibility for contractors or agents whom act on their own initiative and do not comply with the firms anti bribery policy despite agreeing to do so, and reserves the right not to deal with any persons or firms who do not agree to the firms anti bribery policy. Acceptance of our policy is deemed as acceptance of compliance with the firm’s policy.